Compliance is an area in which Nick happened to stumble upon when starting his professional career. However, since being in the financial services industry and seeing how important compliance is and how this has changed over the years has made it a very interesting area to be in.
Nick’s role is predominately supporting and coordinating compliance procedures and policy, but there are lots of additional parts involved with this, every day is quite different. He helps by ensuring our financial planners follow Perspective’s policy and procedures, which in turn results in our planners providing the best quality advice and great working practices for our clients.
Nick has now joined our Regulatory Due Diligence team and is looking forward to the new challenge that comes with that. His role will involve supporting & implementing the current due diligence workload to improve efficiency.
Nick enjoys keeping fit, he regularly plays football in his spare time and goes to the gym.